πŸ” Anti-Money Laundering

AML Framework for DTFT Galaxy

Comprehensive Anti-Money Laundering guidelines ensuring full compliance with global standards including FATF, FinCEN, EU AMLD, and local regulations.

AML Implementation Framework

5-step comprehensive approach to anti-money laundering compliance

Implementation Progress: 0 / 5 completed
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Governance & Policy

Comprehensive AML Policy aligned with global standards

  • β€’Draft comprehensive AML Policy (FATF, FinCEN, EU AMLD)
  • β€’Define AML Compliance Officer (MLRO)
1
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Customer Due Diligence

KYC verification for all participants

  • β€’Identity verification for investors
  • β€’Corporate documentation for funds
2
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Enhanced Due Diligence

Additional checks for high-risk categories

  • β€’Cross-border investor screening
  • β€’PEP additional verification
3
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Ongoing Monitoring

Continuous surveillance of transactions

  • β€’Transaction pattern monitoring
  • β€’Rule-based alert systems
4
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Record-Keeping & Reporting

Compliance documentation and STR filing

  • β€’Digital record maintenance
  • β€’STR filing with FIU
5

Core Compliance Features

Advanced tools and technologies for comprehensive AML compliance

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AI-Powered

KYC Verification

Comprehensive identity and document verification

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Global Coverage

Sanction Screening

Real-time screening against global watchlists

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Real-time Updates

PEP Monitoring

Politically Exposed Persons database checks

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24/7 Monitoring

Transaction Monitoring

AI-powered suspicious activity detection

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Smart Analytics

Risk Assessment

Dynamic risk scoring and profiling

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Auto-Generated

Compliance Reporting

Automated STR and regulatory reporting

Key Risk Categories & Red Flags

Critical risk indicators to monitor across all business verticals

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Investor Risks

  • 🚨Anonymous participation requests
  • 🚨Inconsistent transaction patterns
  • 🚨Tax haven entity usage
  • 🚨PEP status concealment
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Startup Risks

  • 🚨Unclear source of initial capital
  • 🚨Complex ownership structures
  • 🚨High-risk business activities
  • 🚨Inconsistent financial statements
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Transaction Risks

  • 🚨Multiple small tranches (layering)
  • 🚨Cross-border unusual patterns
  • 🚨Cash-intensive transactions
  • 🚨Rapid movement of funds
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Geographic Risks

  • 🚨High-risk jurisdictions
  • 🚨Sanctions-listed countries
  • 🚨Weak AML frameworks
  • 🚨Offshore shell companies

Technology & Automation

Advanced RegTech solutions for efficient AML compliance

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AI/ML Detection

Machine learning algorithms for pattern recognition

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API Integration

Real-time screening via global databases

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Blockchain Tracking

Cryptocurrency transaction monitoring

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RegTech Solutions

Automated compliance and reporting tools

Training & Awareness Program

Comprehensive AML training for all stakeholders

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Staff Training

  • β€’ AML fundamentals & regulations
  • β€’ Red flag identification
  • β€’ Reporting procedures
  • β€’ Case study analysis
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Startup Education

  • β€’ Compliance obligations
  • β€’ Documentation requirements
  • β€’ Source of funds verification
  • β€’ Ongoing monitoring
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Continuous Learning

  • β€’ Quarterly refresher sessions
  • β€’ Regulatory updates
  • β€’ Best practice sharing
  • β€’ Certification programs

Ensure Full AML Compliance with DTFT Galaxy

Partner with us for comprehensive anti-money laundering solutions that protect your platform and maintain regulatory compliance across all jurisdictions.

πŸ›‘οΈ 100%
Compliance Coverage
🌍 50+
Jurisdictions Supported
⚑ 24/7
Monitoring Active